Regulatory Compliance

Compliance &
Regulatory Disclosures

360 ONE WAM Limited is regulated by the Securities and Exchange Board of India (SEBI). All required disclosures per SEBI EoDI Circular SEBI HO/(79)2026-MIRSD-PODMMC (effective May 1, 2026) are maintained on this page.

SEBI Registered Investment AdviserAMFI Registered DistributorCRISIL AA / Stable

Regulatory Disclosures

Full Compliance
Disclosures

Investment Adviser RegistrationINA000003874
AMFI Registration Number (ARN)81085
Broking RegistrationINZ000296339
Research AnalystINH000011431
Depository ParticipantIN-573-2021
NSE Member Code90070
BSE Member Code6633
MCX Member Code55860

SEBI EoDI Circular Reference: SEBI HO/(79)2026-MIRSD-PODMMC. Effective date: May 1, 2026. These registration numbers are required to be prominently displayed per the circular.

As a SEBI registered Investment Adviser, 360 ONE WAM Limited is committed to the following principles under the Investor Charter:

Provide fair, transparent, and unbiased investment advice based on client's risk profile and investment objectives

Disclose all conflicts of interest, fees, and commissions before providing advice

Maintain client confidentiality and data security at all times

Provide clear and comprehensive documentation for all investment recommendations

Ensure all communications are accurate, fair, and not misleading

Maintain adequate records of all client interactions and advice provided

Resolve client grievances within the stipulated time frames

Investors can lodge complaints against 360 ONE WAM Limited through the SEBI SCORES portal. SCORES (SEBI Complaints Redress System) is SEBI's centralised web-based complaints redressal system.

Lodge a Complaint

Visit SCORES Portal →

Internal Grievance Process:

1. Contact your dedicated Relationship Manager directly.
2. If unresolved within 10 business days, escalate to grievance@360.one
3. If still unresolved within 30 days, lodge complaint on SCORES portal.
4. For ODR (Online Dispute Resolution): smartodr.in

Important Risk Warning

Investments in securities markets are subject to market risks. Read all related documents carefully before investing. Past performance is not indicative of future results. Alternative Investment Funds (AIFs) are high-risk products suitable only for sophisticated investors. Minimum investment in AIFs is ₹1 Crore per investor.

Market Risk: Value of investments may go up or down based on market conditions

Liquidity Risk: Alternative investments may have limited liquidity and long lock-in periods

Credit Risk: Debt investments carry the risk of default by the issuer

Currency Risk: International investments are subject to foreign exchange fluctuations

Concentration Risk: Concentrated portfolios in specific sectors or geographies carry higher risk

360 ONE WAM Limited operates on a fee-based model, aligned with client long-term outcomes. Fee structures vary by product and service category.

Wealth Management

Annual advisory fee based on AUM — disclosed in client agreement

AIF Investments

Management fee + performance fee — disclosed in PPM

Portfolio Management Services

Fixed fee or profit-sharing — as per SEBI PMS regulations

Distribution Services

Trail commission from AMCs — disclosed per AMFI regulations

Registered Office

360 ONE WAM Limited
One BKC, Plot No. C-66
G Block, Bandra Kurla Complex
Mumbai — 400 051
Maharashtra, India
+91-22-48785600grievance@360.one

Key Regulatory Links

Compliance Officer

Compliance Department

360 ONE WAM Limited

For AIF-specific queries and due diligence requests, contact your dedicated Relationship Manager or write to us at the above address.

Disclaimer: This website is for informational purposes only and does not constitute an offer or solicitation to buy or sell any securities. Investments in securities markets are subject to market risks. Read all related documents carefully before investing. Past performance is not indicative of future results. 360 ONE WAM Limited is registered with SEBI as an Investment Adviser (INA000003874) and Registered Mutual Fund Distributor (AMFI ARN 81085). CIN: L67120MH2008PLC182989. The information on this website is updated as of May 2026. For the most current regulatory information, please refer to SEBI's official website at www.sebi.gov.in.